Asset manager · New York, NY
Wisdomtree Asset Management, Inc.
SEC-registered investment adviser · CRD 139684 · SEC 801-66567
At a glance
Wisdomtree Asset Management, Inc. is an SEC-registered investment adviser based in New York, New York, with $88.4 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 147th of 3,218 asset managers and 289th of 17,210 SEC-registered advisers by assets.
Main office 212-801-2080wisdomtree.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $88B
- Rank among asset managers
- #147 of 3,218
- Rank among all SEC RIAs
- #289 of 17,210
- Rank in New York
- #70 of 2,591
- Clients
- 2
- Accounts
- 85
- Discretionary
- 100% of AUM
- Employees
- 175
- Advisory staff
- 28
- Offices
- 1
Owners and executives on its Form ADV
- Jonathan L. SteinbergCEO and Director
- Peter M ZiembaSenior Advisor TO the CEO, CAO, and Director
- Terry J. FeldHead of US Compliance, Chief Compliance Officer
- Robert J. LilienPresident
- Stuart M. BellChief Operating Officer and Director
- Bryan J. EdmistonChief Financial Officer and Treasurer
- Jeremy D SchwartzGlobal Chief Investment Officer
- Marci J. FrankenthalerChief Legal Officer and Secretary
- Joanne AnticoGeneral Counsel & Assistant Secretary
- David YatesChief Information Officer
Custody and brokerage
Custodian
Wisdomtree Asset Management, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Wisdomtree Asset Management, Inc. is a hybrid RIA: 86 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Ceres Securities, LLC and Wisdomtree Securities, Inc..
- Ceres Securities, LLC ↗CRD 269903
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
- Wisdomtree Securities, Inc. ↗CRD 317624
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $88B | 100% |
| Other investment advisers | 1 | $0M | 0% |
Disciplinary disclosures
Wisdomtree Asset Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗wisdomtree.com ↗
AtlasMembers
The full record on Wisdomtree Asset Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 235 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does Wisdomtree Asset Management, Inc. manage?
Wisdomtree Asset Management, Inc. reports $88.4 billion in regulatory assets under management across 85 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Wisdomtree Asset Management, Inc.?
Wisdomtree Asset Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Wisdomtree Asset Management, Inc.’s clients?
By assets, its largest client types are investment companies ($88.4 billion, 1 clients); other investment advisers ($0, 1 clients).
Does Wisdomtree Asset Management, Inc. have any disciplinary history?
Wisdomtree Asset Management, Inc. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wisdomtree Asset Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →