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Chief Information Officer · Wisdomtree Asset Management, Inc.

David Yates

CRD 5569066 · Named on Form ADV at one SEC-registered adviser

At a glance

Wisdomtree Asset Management, Inc., an SEC-registered asset manager based in New York, NY with $88.4 billion in regulatory assets, lists David Yates on its Form ADV as Chief Information Officer.

Firms and roles

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David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

  • Jonathan L. SteinbergCEO and Director, Wisdomtree Asset Management, Inc.
  • Peter M ZiembaSenior Advisor TO the CEO, CAO, and Director, Wisdomtree Asset Management, Inc.
  • Terry J. FeldHead of US Compliance, Chief Compliance Officer, Wisdomtree Asset Management, Inc.
  • Robert J. LilienPresident, Wisdomtree Asset Management, Inc.
  • Stuart M. BellChief Operating Officer and Director, Wisdomtree Asset Management, Inc.

4 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.