Private fund adviser · Stamford, CT
Tudor Investment Corporation
SEC-registered investment adviser · CRD 159792 · SEC 801-73474
At a glance
Tudor Investment Corporation is an SEC-registered investment adviser based in Stamford, Connecticut, with $106.8 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 75th of 4,686 private fund advisers and 249th of 17,210 SEC-registered advisers by assets.
Main office 203-863-6700tudor.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $107B
- Rank among private fund advisers
- #75 of 4,686
- Rank among all SEC RIAs
- #249 of 17,210
- Rank in Connecticut
- #8 of 507
- Clients
- 22
- Accounts
- 22
- Discretionary
- 100% of AUM
- Employees
- 483
- Advisory staff
- 275
- Offices
- 7
Owners and executives on its Form ADV
- Paul T. JonesCo-Chairman, Chief Investment Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
- Mark F. DaltonCo-Chairman, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
- Richard L. FisherDirector of Tudor Investment Corporation
- Michael RiccardiChief Executive Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
- Stephen N. WaldmanGeneral Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
- Bronwyn M. EckhardtChief Compliance Officer (united States)
- Suhail S. JanMember of Tudor Management Committee and Director of Tudor Investment Corporation
- Anita SbarraChief Financial Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation
- Thayer W. SwallenChief Operating Officer
Custody and brokerage
Custodian
Tudor Investment Corporation’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 20 | $107B | 100% |
| Investment companies | 2 | $0M | 0% |
Private funds
Tudor Investment Corporation reports 10 private funds with $106B in gross assets: hedge funds, private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Tudor Investment Corporation answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- Hourly charges
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗tudor.com ↗
AtlasMembers
The full record on Tudor Investment Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 207 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Tudor Investment Corporation manage?
Tudor Investment Corporation reports $106.8 billion in regulatory assets under management across 22 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Tudor Investment Corporation?
Tudor Investment Corporation is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Tudor Investment Corporation’s clients?
By assets, its largest client types are pooled investment vehicles ($106.8 billion, 20 clients); investment companies ($0, 2 clients).
Does Tudor Investment Corporation manage private funds?
Yes. It reports 10 private funds with $106.0 billion in gross assets, including hedge funds, private equity funds.
Does Tudor Investment Corporation have any disciplinary history?
Tudor Investment Corporation answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Tudor Investment Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →