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General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation · Tudor Investment Corporation

Stephen N. Waldman

CRD 6629041 · Named on Form ADV at one SEC-registered adviser

At a glance

Tudor Investment Corporation, an SEC-registered private fund adviser based in Stamford, CT with $106.8 billion in regulatory assets, lists Stephen N. Waldman on its Form ADV as General Counsel, Member of Tudor Management Committee, and Director of Tudor Investment Corporation, a control person.

Firms and roles

  • Tudor Investment CorporationGeneral Counsel, Member of Tudor Management Committee, and Director of Tudor Investment CorporationPrivate fund adviser · Stamford, CT · $107B in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • Paul T. JonesCo-Chairman, Chief Investment Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation, Tudor Investment Corporation
  • Mark F. DaltonCo-Chairman, Member of Tudor Management Committee, and Director of Tudor Investment Corporation, Tudor Investment Corporation
  • Richard L. FisherDirector of Tudor Investment Corporation, Tudor Investment Corporation
  • Michael RiccardiChief Executive Officer, Member of Tudor Management Committee, and Director of Tudor Investment Corporation, Tudor Investment Corporation
  • Bronwyn M. EckhardtChief Compliance Officer (united States), Tudor Investment Corporation

3 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.