Private fund adviser · Scottsdale, AZ
Taylor Frigon Capital Management LLC
SEC-registered investment adviser · CRD 142617 · SEC 801-67498
At a glance
Taylor Frigon Capital Management LLC is an SEC-registered investment adviser based in Scottsdale, Arizona, with $233 million in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 98 individual clients. By Form ADV it is a private fund adviser, ranked 3,884th of 4,686 private fund advisers and 11,463rd of 17,210 SEC-registered advisers by assets.
Main office 805-226-0280taylorfrigon.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $233M
- Rank among private fund advisers
- #3,884 of 4,686
- Rank among all SEC RIAs
- #11,463 of 17,210
- Rank in Arizona
- #117 of 212
- Individual clients
- 98
- High-net-worth clients
- 98
- Accounts
- 471
- Discretionary
- 98% of AUM
- Employees
- 11
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Gerard J. FrigonManaging Member / Chief Investment Officer
- Karen T. FrigonChief Operations Officer / Member
- Douglas E ConnollyChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $115M | 49% |
| High-net-worth individuals | 98 | $60M | 26% |
| Investment companies | 1 | $33M | 14% |
| Pension and profit sharing plans | 7 | $24M | 10% |
| Corporations or other businesses | 3 | $1M | <1% |
| Charitable organizations | 10 | $0M | <1% |
Private funds
Taylor Frigon Capital Management LLC reports 2 private funds with $126M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Taylor Frigon Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗taylorfrigon.com ↗
AtlasMembers
The full record on Taylor Frigon Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,838 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Taylor Frigon Capital Management LLC manage?
Taylor Frigon Capital Management LLC reports $233 million in regulatory assets under management across 471 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
What kind of firm is Taylor Frigon Capital Management LLC?
Taylor Frigon Capital Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Taylor Frigon Capital Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($115 million, 2 clients); high-net-worth individuals ($60 million, 98 clients); investment companies ($33 million, 1 clients).
Does Taylor Frigon Capital Management LLC manage private funds?
Yes. It reports 2 private funds with $126 million in gross assets, including other private funds.
Does Taylor Frigon Capital Management LLC have any disciplinary history?
Taylor Frigon Capital Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Taylor Frigon Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →