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Chief Compliance Officer · Taylor Frigon Capital Management LLC

Douglas E Connolly

CRD 4219721 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Taylor Frigon Capital Management LLC, an SEC-registered private fund adviser based in Scottsdale, AZ with $233 million in regulatory assets, lists Douglas E Connolly on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Douglas at 1 other registered adviser.

Firms and roles

AtlasMembers

Douglas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gerard J. FrigonManaging Member / Chief Investment Officer, Taylor Frigon Capital Management LLC
  • Karen T. FrigonChief Operations Officer / Member, Taylor Frigon Capital Management LLC
  • Michael G. FrigonDirector of Business Development/director of Research, Taylor Frigon Family Office, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.