Asset manager · Farmington, CT
Symetra Investment Management Company
SEC-registered investment adviser · CRD 312176 · SEC 801-120578
At a glance
Symetra Investment Management Company is an SEC-registered investment adviser based in Farmington, Connecticut, with $88.8 billion in regulatory assets under management as of its Form ADV filed April 23, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 146th of 3,218 asset managers and 288th of 17,210 SEC-registered advisers by assets.
Main office 860-370-7812symetra.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $89B
- Rank among asset managers
- #146 of 3,218
- Rank among all SEC RIAs
- #288 of 17,210
- Rank in Connecticut
- #10 of 507
- Clients
- 10
- Accounts
- 76
- Discretionary
- 72% of AUM
- Employees
- 101
- Advisory staff
- 61
- Offices
- 2
Owners and executives on its Form ADV
- Nicholas P. MoccioloSenior Managing Director, Interim Co-President & Chief Investment Officer
- Yvonne M. GuajardoSenior Managing Director, Head of Private Placements Debt
- Robert S. HerlihyManaging Director, Chief Compliance Officer
- Colin M. ElderSenior Managing Director, Head of Commercial Mortgage Loans
- Kevin A. SklarSenior Managing Director, Treasurer & Chief Financial Officer
- Andrew M. GouldSenior Managing Director, General Counsel
- John M FlynnSenior Managing Director, Head of Business Development and Marketing
- Anita K. KerrSenior Managing Director, Interim Co-President Head of Business Strategy & Operations
- Glenn T. GordonSenior Managing Director, Head of Structured Finance
- Mark S. PelletierSenior Managing Director, Head of CLO, High Yield, and Bank Loan Management
- Brian P. StanickSenior Managing Director, Head of Public Investment Grade Corporate Fixed Income
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Symetra Securities, Inc..
- Symetra Securities, Inc. ↗CRD 739
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 5 | $61B | 69% |
| Other investment advisers | 1 | $25B | 28% |
| Corporations or other businesses | 2 | $2.4B | 3% |
| Pooled investment vehicles | 2 | $421M | <1% |
Private funds
Symetra Investment Management Company reports 1 private funds with $411M in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Symetra Investment Management Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗symetra.com ↗
AtlasMembers
The full record on Symetra Investment Management Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 234 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Symetra Investment Management Company manage?
Symetra Investment Management Company reports $88.8 billion in regulatory assets under management across 76 accounts, 72% of it on a discretionary basis, on its Form ADV filed April 23, 2026.
What kind of firm is Symetra Investment Management Company?
Symetra Investment Management Company is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Symetra Investment Management Company’s clients?
By assets, its largest client types are insurance companies ($61.1 billion, 5 clients); other investment advisers ($24.8 billion, 1 clients); corporations or other businesses ($2.4 billion, 2 clients).
Does Symetra Investment Management Company manage private funds?
Yes. It reports 1 private funds with $411 million in gross assets, including securitized asset funds.
Does Symetra Investment Management Company have any disciplinary history?
Symetra Investment Management Company reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Symetra Investment Management Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →