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Managing Director, Chief Compliance Officer · Symetra Investment Management Company

Robert S. Herlihy

CRD 5010103 · Named on Form ADV at one SEC-registered adviser

At a glance

Symetra Investment Management Company, an SEC-registered asset manager based in Farmington, CT with $88.8 billion in regulatory assets, lists Robert S. Herlihy on its Form ADV as Managing Director, Chief Compliance Officer, a control person.

Firms and roles

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Robert’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Nicholas P. MoccioloSenior Managing Director, Interim Co-President & Chief Investment Officer, Symetra Investment Management Company
  • Yvonne M. GuajardoSenior Managing Director, Head of Private Placements Debt, Symetra Investment Management Company
  • Colin M. ElderSenior Managing Director, Head of Commercial Mortgage Loans, Symetra Investment Management Company
  • Kevin A. SklarSenior Managing Director, Treasurer & Chief Financial Officer, Symetra Investment Management Company
  • Andrew M. GouldSenior Managing Director, General Counsel, Symetra Investment Management Company

5 more people named with Robert on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Robert’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.