Wealth manager, independent · Scottsdale, AZ
SL Capital
SLT Holdings LLC · SEC-registered investment adviser · CRD 328450 · SEC 801-129050
At a glance
SL Capital is an SEC-registered investment adviser based in Scottsdale, Arizona, with $230 million in regulatory assets under management as of its Form ADV filed April 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 229 individual clients. By Form ADV it is a wealth manager, ranked 5,299th of 8,915 wealth managers and 11,517th of 17,210 SEC-registered advisers by assets.
Main office 480-359-7092slcapitalwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $230M
- Rank among wealth managers
- #5,299 of 8,915
- Rank among all SEC RIAs
- #11,517 of 17,210
- Rank in Arizona
- #119 of 212
- Individual clients
- 229
- High-net-worth clients
- 65
- Accounts
- 416
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Marcus J. PimentelChief Compliance Officer
- Zachary S. BrodtPresident
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 65 | $195M | 85% |
| Individuals | 164 | $35M | 15% |
Private funds
SL Capital reports 1 private funds with $7M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
SL Capital answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗slcapitalwealth.com ↗
AtlasMembers
The full record on SL Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,232 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does SL Capital manage?
SL Capital reports $230 million in regulatory assets under management across 416 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 29, 2026.
What kind of firm is SL Capital?
SL Capital is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are SL Capital’s clients?
By assets, its largest client types are high-net-worth individuals ($195 million, 65 clients); individuals ($35 million, 164 clients).
Does SL Capital manage private funds?
Yes. It reports 1 private funds with $7 million in gross assets, including private equity funds.
Does SL Capital have any disciplinary history?
SL Capital answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is SL Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →