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Chief Compliance Officer · SL Capital

Marcus J. Pimentel

CRD 7265602 · Named on Form ADV at one SEC-registered adviser

At a glance

SL Capital, an SEC-registered wealth manager based in Scottsdale, AZ with $230 million in regulatory assets, lists Marcus J. Pimentel on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • SL CapitalChief Compliance OfficerWealth manager · Scottsdale, AZ · $230M in regulatory assets

AtlasMembers

Marcus’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marcus’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.