Private fund adviser · New York, NY
Riva Ridge Capital Management LP
SEC-registered investment adviser · CRD 137716 · SEC 801-73405
At a glance
Riva Ridge Capital Management LP is an SEC-registered investment adviser based in New York, New York, with $758 million in regulatory assets under management as of its Form ADV filed March 29, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,607th of 4,686 private fund advisers and 6,285th of 17,210 SEC-registered advisers by assets.
Main office 646-284-9904rivaridgecapital.comAs filed on Form ADV
- Regulatory AUM
- $758M
- Rank among private fund advisers
- #2,607 of 4,686
- Rank among all SEC RIAs
- #6,285 of 17,210
- Rank in New York
- #1,292 of 2,591
- Clients
- 11
- Accounts
- 11
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Stephen H. GoldenFounding Partner and Portfolio Manager, Limited Partner
- James (. ShimFounding Partner and Senior Advisor, Limited Partner
- Dennis E. ParksCFO, CCO
- Peter T. FinelliManaging Partner and Portfolio Manager, Limited Partner
Custody and brokerage
Custodian
Riva Ridge Capital Management LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 9 | $710M | 94% |
| Corporations or other businesses | 2 | $47M | 6% |
Private funds
Riva Ridge Capital Management LP reports 5 private funds with $710M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Riva Ridge Capital Management LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rivaridgecapital.com ↗
AtlasMembers
The full record on Riva Ridge Capital Management LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,233 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Riva Ridge Capital Management LP manage?
Riva Ridge Capital Management LP reports $758 million in regulatory assets under management across 11 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 29, 2026.
What kind of firm is Riva Ridge Capital Management LP?
Riva Ridge Capital Management LP is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Riva Ridge Capital Management LP’s clients?
By assets, its largest client types are pooled investment vehicles ($710 million, 9 clients); corporations or other businesses ($47 million, 2 clients).
Does Riva Ridge Capital Management LP manage private funds?
Yes. It reports 5 private funds with $710 million in gross assets, including hedge funds.
Does Riva Ridge Capital Management LP have any disciplinary history?
Riva Ridge Capital Management LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Riva Ridge Capital Management LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →