Founding Partner and Senior Advisor, Limited Partner · Riva Ridge Capital Management LP
James (. Shim
CRD 2338791 · Named on Form ADV at one SEC-registered adviser
At a glance
Riva Ridge Capital Management LP, an SEC-registered private fund adviser based in New York, NY with $758 million in regulatory assets, lists James (. Shim on its Form ADV as Founding Partner and Senior Advisor, Limited Partner, a control person.
Firms and roles
- Riva Ridge Capital Management LPFounding Partner and Senior Advisor, Limited PartnerPrivate fund adviser · New York, NY · $758M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephen H. GoldenFounding Partner and Portfolio Manager, Limited Partner, Riva Ridge Capital Management LP
- Dennis E. ParksCFO, CCO, Riva Ridge Capital Management LP
- Peter T. FinelliManaging Partner and Portfolio Manager, Limited Partner, Riva Ridge Capital Management LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.