Private fund adviser · London, United Kingdom
RBC Global Asset Management (UK) Limited
SEC-registered investment adviser · CRD 168551 · SEC 801-78436
At a glance
RBC Global Asset Management (UK) Limited is an SEC-registered investment adviser based in London, United Kingdom, with $178.0 billion in regulatory assets under management as of its Form ADV filed September 18, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 2 individual clients. By Form ADV it is a private fund adviser, ranked 36th of 4,686 private fund advisers and 149th of 17,210 SEC-registered advisers by assets.
Main office +442073893700institutionalclient.rbcgam.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $178B
- Rank among private fund advisers
- #36 of 4,686
- Rank among all SEC RIAs
- #149 of 17,210
- Individual clients
- 2
- High-net-worth clients
- 0
- Accounts
- 295
- Discretionary
- 99% of AUM
- Employees
- 471
- Advisory staff
- 123
- Offices
- 1
Owners and executives on its Form ADV
- James N. PettigrewChairman and Director (independent Non-Executive)
- Scott R. CurrinMoney Laundering Reporting Officer
- Erich P. GerthChief Executive Officer and Director
- Anna M. BentleyDirector (independent Non-Executive)
- Mark C. DowdingDirector, Chief Investment Officer, Fixed Income
- Damon G. WilliamsDirector (non-Executive)
- Malena S. LjungkvistChief Risk Officer and Director
- Paul F. BromleyChief Operating Officer
- Anthony D. PickeringHead of Business Development
- Peter J. DixonChief Financial Officer
- Simon GoodwinChief Compliance Officer
- Malena S. LjungkvistDirector (non-Executive) and RBC Europe Chief Risk Officer
Custody and brokerage
2 custodians
- State Street$8.3B62%
- Brown Brothers Harriman &$5.0B38%
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: RBC Capital Markets, LLC and RBC Europe Limited.
- RBC Capital Markets, LLC ↗CRD 31194
- RBC Europe Limited
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 182 | $121B | 68% |
| State or municipal government entities | 18 | $19B | 11% |
| Banking or thrift institutions | 14 | $10B | 6% |
| Pension and profit sharing plans | 23 | $8.1B | 5% |
| Investment companies | 17 | $7.6B | 4% |
| Insurance companies | 9 | $4.0B | 2% |
| Other investment advisers | 14 | $3.8B | 2% |
| Sovereign wealth funds and foreign official institutions | 4 | $2.3B | 1% |
| Corporations or other businesses | 8 | $1.6B | <1% |
| Charitable organizations | 4 | $404M | <1% |
| Individuals | 2 | $236M | <1% |
Private funds
RBC Global Asset Management (UK) Limited reports 7 private funds with $1.6B in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
RBC Global Asset Management (UK) Limited answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗institutionalclient.rbcgam.com ↗
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The full record on RBC Global Asset Management (UK) Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- 14 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does RBC Global Asset Management (UK) Limited manage?
RBC Global Asset Management (UK) Limited reports $178.0 billion in regulatory assets under management across 295 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 18, 2026.
What kind of firm is RBC Global Asset Management (UK) Limited?
RBC Global Asset Management (UK) Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are RBC Global Asset Management (UK) Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($121.0 billion, 182 clients); state or municipal government entities ($19.0 billion, 18 clients); banking or thrift institutions ($10.0 billion, 14 clients).
Does RBC Global Asset Management (UK) Limited manage private funds?
Yes. It reports 7 private funds with $1.6 billion in gross assets, including hedge funds, other private funds.
Does RBC Global Asset Management (UK) Limited have any disciplinary history?
RBC Global Asset Management (UK) Limited answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is RBC Global Asset Management (UK) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →