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Chief Compliance Officer · RBC Global Asset Management (UK) Limited

Simon Goodwin

CRD 8038150 · Named on Form ADV at one SEC-registered adviser

At a glance

RBC Global Asset Management (UK) Limited, an SEC-registered private fund adviser based in London, United Kingdom with $178.0 billion in regulatory assets, lists Simon Goodwin on its Form ADV as Chief Compliance Officer.

Firms and roles

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Simon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • James N. PettigrewChairman and Director (independent Non-Executive), RBC Global Asset Management (UK) Limited
  • Scott R. CurrinMoney Laundering Reporting Officer, RBC Global Asset Management (UK) Limited
  • Erich P. GerthChief Executive Officer and Director, RBC Global Asset Management (UK) Limited
  • Anna M. BentleyDirector (independent Non-Executive), RBC Global Asset Management (UK) Limited
  • Mark C. DowdingDirector, Chief Investment Officer, Fixed Income, RBC Global Asset Management (UK) Limited

7 more people named with Simon on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Simon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.