Private fund adviser · London, United Kingdom
Newton Investment Management LTD
SEC-registered investment adviser · CRD 111208 · SEC 801-42114
At a glance
Newton Investment Management LTD is an SEC-registered investment adviser based in London, United Kingdom, with $42.4 billion in regulatory assets under management as of its Form ADV filed July 22, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 184th of 4,686 private fund advisers and 494th of 17,210 SEC-registered advisers by assets.
Main office +442071639000newtonim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $42B
- Rank among private fund advisers
- #184 of 4,686
- Rank among all SEC RIAs
- #494 of 17,210
- Clients
- 99
- Accounts
- 130
- Discretionary
- 100% of AUM
- Employees
- 63
- Advisory staff
- 47
- Offices
- 1
Owners and executives on its Form ADV
- Elizabeth A. RoachChief Compliance Officer
- James M. HelbyChief Risk Officer & Director
- Raman SrivastavaChief Executive Officer and Director
- Richard W. WattIndependent Non-Executive Director
- Susan M. NobleIndependent Non-Executive Director
- Stephen N. PotterIndependent Non-Executive Director
- Mark R. StancombeDirector
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: BNY Mellon Asset Management Canada LTD, BNY Mellon Capital Markets, LLC, BNY Mellon Fund Management (luxembourg) S.A., BNY Mellon Investment Management Emea Limited, BNY Mellon Investment Management Hong Kong Limited, BNY Mellon Securities Corporation, BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) SA, Pershing (channel Islands) Limited, Pershing Advisor Solutions LLC, Pershing LLC, Pershing Limited, Pershing Securities Canada Limited, Pershing Securities International Limited, Pershing Securities Limited, Pershing Securities Singapore Private Limited, The Bank of New York Mellon Securities Company Japan Limited and The Bank of New York Mellon, S.a., Institucion De Banca Multiple.
- BNY Mellon Asset Management Canada LTD
- BNY Mellon Capital Markets, LLC ↗CRD 17454
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- BNY Mellon Fund Management (luxembourg) S.A. ↗CRD 283267
- BNY Mellon Investment Management Emea Limited
- BNY Mellon Investment Management Hong Kong Limited
- BNY Mellon Securities Corporation ↗CRD 231
- BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) SA
- Pershing (channel Islands) Limited
- Pershing Advisor Solutions LLC ↗CRD 36671
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Pershing LLC ↗CRD 7560
- Pershing Limited
- Pershing Securities Canada Limited
- Pershing Securities International Limited
- Pershing Securities Limited
- Pershing Securities Singapore Private Limited
- The Bank of New York Mellon Securities Company Japan Limited
- The Bank of New York Mellon, S.a., Institucion De Banca Multiple
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 63 | $36B | 85% |
| Investment companies | 9 | $2.7B | 6% |
| Charitable organizations | 27 | $2.2B | 5% |
| Sovereign wealth funds and foreign official institutions | – | $971M | 2% |
| Banking or thrift institutions | – | $378M | <1% |
Disciplinary disclosures
Newton Investment Management LTD answers yes to 9 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗newtonim.com ↗
AtlasMembers
The full record on Newton Investment Management LTD
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 409 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Newton Investment Management LTD manage?
Newton Investment Management LTD reports $42.4 billion in regulatory assets under management across 130 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 22, 2026.
What kind of firm is Newton Investment Management LTD?
Newton Investment Management LTD is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Newton Investment Management LTD’s clients?
By assets, its largest client types are pooled investment vehicles ($36.2 billion, 63 clients); investment companies ($2.7 billion, 9 clients); charitable organizations ($2.2 billion, 27 clients).
Does Newton Investment Management LTD have any disciplinary history?
Newton Investment Management LTD answers yes to 9 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Newton Investment Management LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →