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Chief Risk Officer & Director · Newton Investment Management LTD

James M. Helby

CRD 5846815 · Named on Form ADV at one SEC-registered adviser

At a glance

Newton Investment Management LTD, an SEC-registered private fund adviser based in London, United Kingdom with $42.4 billion in regulatory assets, lists James M. Helby on its Form ADV as Chief Risk Officer & Director, a control person.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

  • Elizabeth A. RoachChief Compliance Officer, Newton Investment Management LTD
  • Raman SrivastavaChief Executive Officer and Director, Newton Investment Management LTD
  • Richard W. WattIndependent Non-Executive Director, Newton Investment Management LTD
  • Susan M. NobleIndependent Non-Executive Director, Newton Investment Management LTD
  • Stephen N. PotterIndependent Non-Executive Director, Newton Investment Management LTD

1 more person named with James on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.