Private fund adviser · New York, NY
Lisc Fund Management, LLC
SEC-registered investment adviser · CRD 304733 · SEC 801-119978
At a glance
Lisc Fund Management, LLC is an SEC-registered investment adviser based in New York, New York, with $615 million in regulatory assets under management as of its Form ADV filed July 21, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,802nd of 4,686 private fund advisers and 7,019th of 17,210 SEC-registered advisers by assets.
Main office 212-455-9800lisc.orgLinkedInAs filed on Form ADV
- Regulatory AUM
- $615M
- Rank among private fund advisers
- #2,802 of 4,686
- Rank among all SEC RIAs
- #7,019 of 17,210
- Rank in New York
- #1,373 of 2,591
- Clients
- 12
- Accounts
- 12
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 14
- Offices
- 2
Owners and executives on its Form ADV
- Theodore T. ShenAssociate General Counsel (lisc), Chief Compliance Officer, Assistant Secretary
- Courtney D. BrankerVice President (lisc) and Treasurer
- Richard E. PinnerAssociate General Counsel (lisc) and Secretary
- Michael T. PughChief Executive Officer and President (lisc) and Chair of the Board of Managers
- Christina L. TraversExecutive Vice President and Chief Financial Officer (lisc) and Manager
- Tiffany L. DurrSenior Vice President (lisc) and President
- Kenneth P. MaherSenior Vice President and Deputy General Counsel (lisc)
- Jr. R. L. CooneyVice Chair Board of Managers
Custody and brokerage
Custodian
Lisc Fund Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 12 | $615M | 100% |
Private funds
Lisc Fund Management, LLC reports 12 private funds with $561M in gross assets: real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Lisc Fund Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗lisc.org ↗
AtlasMembers
The full record on Lisc Fund Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 2,275 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lisc Fund Management, LLC manage?
Lisc Fund Management, LLC reports $615 million in regulatory assets under management across 12 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 21, 2026.
What kind of firm is Lisc Fund Management, LLC?
Lisc Fund Management, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Lisc Fund Management, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($615 million, 12 clients).
Does Lisc Fund Management, LLC manage private funds?
Yes. It reports 12 private funds with $561 million in gross assets, including real estate funds, other private funds.
Does Lisc Fund Management, LLC have any disciplinary history?
Lisc Fund Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lisc Fund Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →