Chief Executive Officer and President (lisc) and Chair of the Board of Managers · Lisc Fund Management, LLC
Michael T. Pugh
CRD 7900162 · Named on Form ADV at one SEC-registered adviser
At a glance
Lisc Fund Management, LLC, an SEC-registered private fund adviser based in New York, NY with $615 million in regulatory assets, lists Michael T. Pugh on its Form ADV as Chief Executive Officer and President (lisc) and Chair of the Board of Managers, a control person.
Firms and roles
- Lisc Fund Management, LLCChief Executive Officer and President (lisc) and Chair of the Board of ManagersPrivate fund adviser · New York, NY · $615M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Theodore T. ShenAssociate General Counsel (lisc), Chief Compliance Officer, Assistant Secretary, Lisc Fund Management, LLC
- Courtney D. BrankerVice President (lisc) and Treasurer, Lisc Fund Management, LLC
- Richard E. PinnerAssociate General Counsel (lisc) and Secretary, Lisc Fund Management, LLC
- Christina L. TraversExecutive Vice President and Chief Financial Officer (lisc) and Manager, Lisc Fund Management, LLC
- Tiffany L. DurrSenior Vice President (lisc) and President, Lisc Fund Management, LLC
2 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.