Wealth manager, wrap-program sponsor · Peoria, AZ
Kingdom Financial Group, LLC
SEC-registered investment adviser · CRD 155676 · SEC 801-113161
At a glance
Kingdom Financial Group, LLC is an SEC-registered investment adviser based in Peoria, Arizona, with $521 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is individuals, and it reports 1,785 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,814th of 8,915 wealth managers and 7,664th of 17,210 SEC-registered advisers by assets.
Main office 623-974-0300LinkedInAs filed on Form ADV
- Regulatory AUM
- $521M
- Rank among wealth managers
- #2,814 of 8,915
- Rank among all SEC RIAs
- #7,664 of 17,210
- Rank in Arizona
- #56 of 212
- Individual clients
- 1,785
- High-net-worth clients
- 72
- Accounts
- 3,554
- Discretionary
- 100% of AUM
- Employees
- 51
- Advisory staff
- 17
- Offices
- 3
Owners and executives on its Form ADV
- Steven D. FullertonMember & President
- Stephanie E. FullertonMember
- Joshua P. BeckerChief Operating Officer
- Dustin MezaChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,713 | $391M | 75% |
| High-net-worth individuals | 72 | $122M | 23% |
| Pension and profit sharing plans | 20 | $7M | 1% |
| Corporations or other businesses | 5 | $1M | <1% |
Disciplinary disclosures
Kingdom Financial Group, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Kingdom Financial Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 5,348 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Kingdom Financial Group, LLC manage?
Kingdom Financial Group, LLC reports $521 million in regulatory assets under management across 3,554 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Kingdom Financial Group, LLC?
Kingdom Financial Group, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Kingdom Financial Group, LLC’s clients?
By assets, its largest client types are individuals ($391 million, 1,713 clients); high-net-worth individuals ($122 million, 72 clients); pension and profit sharing plans ($7 million, 20 clients).
Does Kingdom Financial Group, LLC have any disciplinary history?
Kingdom Financial Group, LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Kingdom Financial Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →