Chief Compliance Officer · The Lloyd Advisory Group
Dustin Meza
CRD 4265066 · Named on Form ADV at 3 SEC-registered advisers
At a glance
The Lloyd Advisory Group, an SEC-registered wealth manager based in Suwanee, GA with $438 million in regulatory assets, lists Dustin Meza on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Dustin at 2 other registered advisers.
Firms and roles
- The Lloyd Advisory GroupChief Compliance OfficerWealth manager · Suwanee, GA · $438M in regulatory assets
- Advantage Wealth PartnersChief Compliance OfficerWealth manager · Fort Myers, FL · $675M in regulatory assets
- Kingdom Financial Group, LLCChief Compliance OfficerWealth manager · Peoria, AZ · $521M in regulatory assets
AtlasMembers
Dustin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dustin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mark A. LloydChief Executive Officer, The Lloyd Advisory Group
- Alfred M. TounjianManaging Member, Investment Adviser Representative, President, Advantage Wealth Partners
- Steven D. FullertonMember & President, Kingdom Financial Group, LLC
- Stephanie E. FullertonMember, Kingdom Financial Group, LLC
- Joshua P. BeckerChief Operating Officer, Kingdom Financial Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dustin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.