Asset manager · Washington, DC
Fiduciary Counselors Inc.
SEC-registered investment adviser · CRD 111827 · SEC 801-57010
At a glance
Fiduciary Counselors Inc. is an SEC-registered investment adviser based in Washington, District of Columbia, with $20.3 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 366th of 3,218 asset managers and 859th of 17,210 SEC-registered advisers by assets.
Main office 202-558-5130fiduciarycounselors.comAs filed on Form ADV
- Regulatory AUM
- $20B
- Rank among asset managers
- #366 of 3,218
- Rank among all SEC RIAs
- #859 of 17,210
- Rank in District of Columbia
- #5 of 59
- Clients
- 13
- Accounts
- 13
- Discretionary
- 97% of AUM
- Employees
- 8
- Advisory staff
- 6
- Offices
- 4
Owners and executives on its Form ADV
- Thomas E O'ConnorDirector, President & CEO
- John S. CaflischDirector, Senior Vice President & General Counsel
- Kathryn A RicardChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 13 | $20B | 100% |
Disciplinary disclosures
Fiduciary Counselors Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fiduciarycounselors.com ↗
AtlasMembers
The full record on Fiduciary Counselors Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 415 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fiduciary Counselors Inc. manage?
Fiduciary Counselors Inc. reports $20.3 billion in regulatory assets under management across 13 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Fiduciary Counselors Inc.?
Fiduciary Counselors Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Fiduciary Counselors Inc.’s clients?
By assets, its largest client types are pension and profit sharing plans ($20.3 billion, 13 clients).
Does Fiduciary Counselors Inc. have any disciplinary history?
Fiduciary Counselors Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Fiduciary Counselors Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →