Director, Senior Vice President & General Counsel · Fiduciary Counselors Inc.
John S. Caflisch
CRD 6045892 · Named on Form ADV at one SEC-registered adviser
At a glance
Fiduciary Counselors Inc., an SEC-registered asset manager based in Washington, DC with $20.3 billion in regulatory assets, lists John S. Caflisch on its Form ADV as Director, Senior Vice President & General Counsel, a control person.
Firms and roles
- Fiduciary Counselors Inc.Director, Senior Vice President & General CounselAsset manager · Washington, DC · $20B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Thomas E O'ConnorDirector, President & CEO, Fiduciary Counselors Inc.
- Kathryn A RicardChief Compliance Officer, Fiduciary Counselors Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.