Private fund adviser · New York, NY
Capricorn Investment Group LLC
SEC-registered investment adviser · CRD 147417 · SEC 801-69602
At a glance
Capricorn Investment Group LLC is an SEC-registered investment adviser based in New York, New York, with $18.9 billion in regulatory assets under management as of its Form ADV filed September 18, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 5 individual clients. By Form ADV it is a private fund adviser, ranked 387th of 4,686 private fund advisers and 905th of 17,210 SEC-registered advisers by assets.
Main office 646-289-3030capricornllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $19B
- Rank among private fund advisers
- #387 of 4,686
- Rank among all SEC RIAs
- #905 of 17,210
- Rank in New York
- #245 of 2,591
- Individual clients
- 5
- High-net-worth clients
- 5
- Accounts
- 34
- Discretionary
- 73% of AUM
- Employees
- 46
- Advisory staff
- 16
- Offices
- 3
Owners and executives on its Form ADV
- Ion YadigarogluMember/managing Principal
- William B. OrumMember
- Eric J. TechelMember / Chief Financial Officer
- Dipender (. SalujaMember
- Alexandra I. AcostaChief Compliance Officer
- Michaela R. EdwardsMember
- Mark P. BerrymanMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 27 | $12B | 63% |
| High-net-worth individuals | 5 | $5.3B | 28% |
| Charitable organizations | 2 | $1.6B | 9% |
Private funds
Capricorn Investment Group LLC reports 22 private funds with $12B in gross assets: private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Capricorn Investment Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗capricornllc.com ↗
AtlasMembers
The full record on Capricorn Investment Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 694 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Capricorn Investment Group LLC manage?
Capricorn Investment Group LLC reports $18.9 billion in regulatory assets under management across 34 accounts, 73% of it on a discretionary basis, on its Form ADV filed September 18, 2026.
What kind of firm is Capricorn Investment Group LLC?
Capricorn Investment Group LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Capricorn Investment Group LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($11.9 billion, 27 clients); high-net-worth individuals ($5.3 billion, 5 clients); charitable organizations ($1.6 billion, 2 clients).
Does Capricorn Investment Group LLC manage private funds?
Yes. It reports 22 private funds with $11.9 billion in gross assets, including private equity funds, venture capital funds, other private funds.
Does Capricorn Investment Group LLC have any disciplinary history?
Capricorn Investment Group LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Capricorn Investment Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →