Wealth manager, independent · Yakima, WA
Capital Advisors Wealth Management
Capital Advisors Wealth Management, LLC · SEC-registered investment adviser · CRD 309387 · SEC 801-118930
At a glance
Capital Advisors Wealth Management is an SEC-registered investment adviser based in Yakima, Washington, with $1.1B in regulatory assets under management as of its Form ADV filed April 24, 2026. It reports 993 individual clients, 284 of them high-net-worth, holding an average of about $0.9 million each, and 10 employees. That ranks it 992nd among the nation’s 5,657 independent wealth management RIAs and 27th of 158 in Washington. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and John Hancock Distributors.
Main office 509-469-5030capitaladvisorswm.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #992 of 5,657
- Rank among all SEC RIAs
- #5,055 of 17,210
- Rank in Washington
- #27 of 158
- Individual clients
- 993
- High-net-worth clients
- 284
- Accounts
- 1,051
- Discretionary
- 83% of AUM
- Employees
- 10
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Anthony J. FarinaOwner & Chief Compliance Officer
- Edward C. ReinhartManaging Member
Custody and brokerage
Broker-dealer
No broker-dealer ties
Capital Advisors Wealth Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 284 | $661M | 59% |
| Individuals | 709 | $253M | 23% |
| Pension and profit sharing plans | 40 | $185M | 17% |
| Corporations or other businesses | 7 | $8M | <1% |
| Charitable organizations | 11 | $5M | <1% |
Disciplinary disclosures
Capital Advisors Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗capitaladvisorswm.com ↗
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The full record on Capital Advisors Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 3,270 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Washington
All of Washington →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Aspire Capital Advisors LLCSeattle | $1.2B | 1,956 |
| Avier Wealth AdvisorsBellevue | $1.2B | 583 |
| Fortis Capital Management LLCBellevue | $1.2B | 665 |
| Basecamp Wealth Advisors, LLCBellevue | $1.1B | 80 |
| Fulcrum Capital, LLCSeattle | $1.1B | 296 |
| Baker Ellis Asset Management LLCVancouver | $1.0B | 334 |
Background
Questions
How much does Capital Advisors Wealth Management manage?
Capital Advisors Wealth Management reports $1.1B in regulatory assets under management across 1,051 accounts, 83% of it on a discretionary basis, on its Form ADV filed April 24, 2026.
How many clients does Capital Advisors Wealth Management have?
It reports 993 individual clients: 284 high-net-worth individuals and 709 other individuals. Individuals account for about 82% of its regulatory assets.
Where is Capital Advisors Wealth Management headquartered?
Its main office is in Yakima, Washington. It reports 1 office in total and 10 employees, 6 of whom perform investment advisory functions.
How does Capital Advisors Wealth Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Capital Advisors Wealth Management use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and John Hancock Distributors. On Schedule D of its Form ADV filed April 24, 2026, it reports these amounts held: Charles Schwab ($928M); John Hancock Distributors ($150M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Capital Advisors Wealth Management a hybrid RIA with a broker-dealer?
Capital Advisors Wealth Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Capital Advisors Wealth Management a fiduciary?
As an SEC-registered investment adviser, Capital Advisors Wealth Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Capital Advisors Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →