Asset manager · Chicago, IL
Allstate Investment Management Company
SEC-registered investment adviser · CRD 107775 · SEC 801-30535
At a glance
Allstate Investment Management Company is an SEC-registered investment adviser based in Chicago, Illinois, with $26.5 billion in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 321st of 3,218 asset managers and 712th of 17,210 SEC-registered advisers by assets.
Main office 312-728-5494allstateinvestments.comAs filed on Form ADV
- Regulatory AUM
- $26B
- Rank among asset managers
- #321 of 3,218
- Rank among all SEC RIAs
- #712 of 17,210
- Rank in Illinois
- #45 of 684
- Clients
- 97
- Accounts
- 49
- Discretionary
- 100% of AUM
- Employees
- 149
- Advisory staff
- 119
- Offices
- 1
Owners and executives on its Form ADV
- James E. St. JohnChief Compliance Officer
- John E. DugenskeDirector, Chairman of the Board, President and Chief Investment Officer
- Hiren ParikhVice President / Director, Chief Risk Officer and Managing Director
- Peter KeehnSenior Managing Director / Director
- Philip M. BridesSenior Managing Director / Director
- Elliot A. StultzSenior Vice President, General Counsel and Secretary / Director
- Janelle E. WoodwardSenior Managing Director / Director
- Alexandra T. Reich BandDirector / Senior Vice President, Treasurer and Chief Financial Officer
- Robert G. SmithManaging Director / Director
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 24 | $11B | 42% |
| Corporations or other businesses | 60 | $8.8B | 33% |
| Pension and profit sharing plans | 3 | $4.2B | 16% |
| Insurance companies | 7 | $2.2B | 8% |
| Charitable organizations | 2 | $148M | <1% |
| Other investment advisers | 1 | $0M | 0% |
Private funds
Allstate Investment Management Company reports 23 private funds with $11B in gross assets: liquidity funds, securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Allstate Investment Management Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗allstateinvestments.com ↗
AtlasMembers
The full record on Allstate Investment Management Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 387 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Allstate Investment Management Company manage?
Allstate Investment Management Company reports $26.5 billion in regulatory assets under management across 49 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Allstate Investment Management Company?
Allstate Investment Management Company is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Allstate Investment Management Company’s clients?
By assets, its largest client types are pooled investment vehicles ($11.1 billion, 24 clients); corporations or other businesses ($8.8 billion, 60 clients); pension and profit sharing plans ($4.2 billion, 3 clients).
Does Allstate Investment Management Company manage private funds?
Yes. It reports 23 private funds with $11.1 billion in gross assets, including liquidity funds, securitized asset funds.
Does Allstate Investment Management Company have any disciplinary history?
Allstate Investment Management Company reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allstate Investment Management Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →