Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
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Est. 2026The front page of wealth managementNew York

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RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Wednesday, October 14, 2026

The Morning Edition

MARKETS IN 5
Chips drag stocks lower ahead of September inflation data
STOCKS
Stocks edge lower as bank earnings fail to lift markets
SECTORS
Chip stocks head for worst losing streak in 16 months
RATES
Treasury yields slip as 10-year eases to 5.21%
THE FED
Williams sees one more hike this year, none in 2027
ECONOMY
September CPI due at 8:30 a.m. Eastern today
Miles Ashford, Markets Correspondent · Read it in five minutes
FROM THE NEWSROOM
&Partners recruits two UBS regional leaders to head its wealth businesses
Julie Fox and Mara Glassel, both longtime UBS executives, will co-head ultra-high-net-worth and private wealth at the hybrid RIA when they start in early January.
Nora Kessler, Practice & Technology Correspondent
Finra bars ex-LPL broker in Florida over refusal to produce investigation records
Finra has barred Buddy Dean Mason after he declined to supply documents in a probe of an alleged outside investment, AdvisorHub reported, and two related customer disputes were resolved for roughly $140,000.
Theo Marsh, Regulation Correspondent
Carson Group names ex-United Bank executive Matt Humphrey to head employee advisor division
Matt Humphrey joins the $65 billion RIA aggregator as a divisional president, months after Carson set up separate home office teams for its employee and independent advisor channels.
Nora Kessler, Practice & Technology Correspondent
Allspring survey finds retirees want help with income and rollovers that plan defaults skip
New Allspring research says near-retirees and retirees want guidance and control over retirement income, raising questions for plan sponsors and the advisors who work with participants.
Nora Kessler, Practice & Technology Correspondent
THE WIRE
MOVES · WEALTHMANAGEMENT.COM
Captrust Adds $3B Hoge-Barrett Group from Truist
HEAT INDEX · 24 HOURS
1. Goldman Sachs 4 stories
2. Citi 3 stories
3. Wealth Enhancement 3 stories
4. UBS 1 story
5. Wells Fargo 1 story

Past editions

  1. Elevation Point takes minority stake in ex-UBS Truing Capital team
  2. XYPN launches search for successor to president Vince Hockett
  3. Janney won last week in advisor recruiting
  4. Advisor moves, week of Oct 5–11, 2026: 16 moves, $1.1B Praxis team to LPL
  5. T. Rowe Price adds more than 50 client-facing roles in advisor push
  6. &Partners recruits two UBS regional leaders to head its wealth businesses