The RIA database

Name: The RIA database
Creator: Financial ADVSR

Firms we cover Atlas screener Wealth Manager database This month’s movers Custodian profiles RIA statistics

Registered RIAs: 17,210
Regulatory AUM: $177.9T
Use more than one custodian: 4,024
Hybrid: 3,733

Where their clients’ assets sit. Select a custodian to filter the list.

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17,210 firms manage $177.9 trillion

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1401
Signaturefd, LLCAtlanta, GA · 1,913 clientsWealth manager
Schwab 72%Fidelity 28%
$9.7B
1402
H.a.m.lBrisbane, QLD, Australia · 50 clientsAsset manager
State Street 39%J.P. Morgan 39%
$9.7B
1403
The Ameriflex GroupLas Vegas, NV · 16,203 clientsWealth managerHybridAmeriflex Group Securities, Inc.
Assetmark Brokerage 73%
$9.7B
1404
Main Street AdvisorsSanta Monica, CA · 74 clientsWealth managerHybridMSA Securities, LLC
No custodian reported
$9.6B
1405
Dockside PlatformsNew York, NY · 11 clientsPrivate fund adviserAffiliated broker-dealerWalleye Trading LLC
No custodian reported
$9.6B
1406
Orix Advisers, LLCNew York, NY · 15 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
No custodian reported
$9.6B
1407
Basalt Infrastructure Partners LLPLondon, United Kingdom · 33 clientsPrivate fund adviser
No custodian reported
$9.6B
1408
Basalt Infrastructure Partners LLCNew York, NY · 33 clientsPrivate fund adviser
No custodian reported
$9.6B
1409
Horizon Kinetics Asset Management LLCNew York, NY · 2,223 clientsAsset managerHybridKBD Securities, LLC, Kinetics Funds Distributor LLC
Fidelity 100%
$9.6B
1410
Seven Post Investment Office LPSan Francisco, CA · 53 clientsAsset manager
Pershing 86%
$9.6B
1411
Harbour Investments, Inc.Madison, WI · 30,309 clientsBroker-dealer firmHybrid
No custodian reported
$9.6B
1412
Frontier Capital Management Co LLCBoston, MA · 34 clientsAsset managerAffiliated broker-dealer
Northern Trust 61%BNY 26%
$9.6B
1413
Roundhill InvestmentsNew York, NY · 45 clientsAsset managerHybrid
No custodian reported
$9.6B
1414
Rubric Capital Management LPNew York, NY · 9 clientsPrivate fund adviser
No custodian reported
$9.6B
1415
Cornerstone Advisors Asset Management, LLCBethlehem, PA · 764 clientsAsset managerHybrid
Tiaa-Cref Individual & Institutional Services 44%Schwab 31%M&t Bank 25%
$9.6B
1416
Mariner Advisor NetworkOverland Park, KS · 16,241 clientsWealth managerHybrid
LPL Financial 77%Schwab 23%
$9.6B
1417
Orgel Wealth Management, LLCAltoona, WI · 3,976 clientsWealth managerWrap sponsor
Pershing 100%
$9.5B
1418
Stephens Investment Management Group, LLCLittle Rock, AR · 277 clientsAsset managerHybridStephens Europe Limited, Stephens Inc.
BNY 71%State Street 29%
$9.5B
1419
Gridiron Capital, LLCNew Canaan, CT · 31 clientsPrivate fund adviser
No custodian reported
$9.5B
1420
Fisher Lynch Capital, LLCBurlingame, CA · 12 clientsPrivate fund adviser
No custodian reported
$9.5B
1421
SDC Capital Partners, LLCNew York, NY · 11 clientsPrivate fund adviser
No custodian reported
$9.5B
1422
Composition Wealth, LLCLos Angeles, CA · 3,986 clientsWealth manager
Schwab 58%Fidelity 42%
$9.5B
1423
Westwood Global InvestmentsPark City, UT · 9 clientsPrivate fund adviser
State Street 100%
$9.5B
1424
Hood River Capital Management LLCPalm Beach Gardens, FL · 56 clientsAsset managerHybrid
U.S. Bancorp 100%
$9.5B
1425
Mutual Advisors, LLCOmaha, NE · 9,960 clientsWealth managerWrap sponsorHybridMutual Securities, Inc.
Fidelity 57%Schwab 43%
$9.4B
1426
Gardner Russo & Quinn LLCLancaster, PA · 1,346 clientsAsset manager
Pershing 100%
$9.4B
1427
Ritholtz Wealth ManagementNew York, NY · 4,221 clientsWealth manager
Schwab 72%Fidelity 28%
$9.4B
1428
SLR Capital Partners, LLCNew York, NY · 19 clientsPrivate fund adviser
Citi 99%
$9.4B
1429
Kennedy Lewis Loan Management LLCNew York, NY · 22 clientsPrivate fund adviserAffiliated broker-dealer
No custodian reported
$9.4B
1430
GAM London LimitedLondon, United Kingdom · 278 clientsPrivate fund adviser
Multrees Investor Services Limited 52%Rothschild & Co Bank AG 32%
$9.4B
1431
Sagard Private Equity SolutionsGreenwich, CT · 37 clientsPrivate fund adviserAffiliated broker-dealer
State Street 100%
$9.4B
1432
Interval Partners, L.P.New York, NY · 32 clientsPrivate fund adviser
No custodian reported
$9.4B
1433
Fidelity Institutional Wealth Adviser LLCBoston, MA · 65,862 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
Fidelity 100%
$9.4B
1434
Altaris, LLCNew York, NY · 19 clientsPrivate fund adviser
No custodian reported
$9.3B
1435
Accolade PartnersWashington, DC · 66 clientsPrivate fund adviser
No custodian reported
$9.3B
1436
Joel Isaacson & Co., LLCNew York, NY · 1,271 clientsWealth managerAffiliated broker-dealer
Schwab 100%
$9.3B
1437
Gryphon Advisors, LLCSan Francisco, CA · 24 clientsPrivate fund adviser
No custodian reported
$9.3B
1438
Situational Awareness LPSan Francisco, CA · 2 clientsPrivate fund adviser
No custodian reported
$9.3B
1439
Axium Infrastructure Inc.Montreal, Quebec, Canada · 23 clientsPrivate fund adviser
No custodian reported
$9.3B
1440
Itau USA Asset ManagementNew York, NY · 63 clientsPrivate fund adviserHybridItau BBA USA Securities, Inc., Itau International Securities Inc.
Citi 80%
$9.3B

The RIA database

RIAs by state

The RIA database

RIAs by state