Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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9121 Fidelity 100%
+00% $373M 9122 Raymond James 100%
+00% $373M 9123 Morgan Stanley 100%
+00% $373M 9124 Pershing 100%
+00% $373M 9125 No custodian reported
+00% $373M 9126 No custodian reported
+00% $373M 9127 Raymond James 100%
+00% $373M 9128 Schwab 100%
+00% $373M 9129 Fidelity 100%
+00% $373M 9130 LPL Financial 100%
+00% $373M 9131 Bank Julius Baer & Co LTD. 32% Union Bancaire Privee 32%
+00% $372M 9132 No custodian reported
+00% $372M 9133 Wells Fargo 100%
+00% $372M 9134 No custodian reported
+00% $372M 9135 Raymond James 100%
+00% $372M 9136 RPO LLC Stamford, CT · 8 clients Wealth manager Goldman Sachs 100%
+00% $372M 9137 Schwab 62% Pershing 38%
+00% $372M 9138 TVV Capital Nashville, TN · 6 clients Private fund adviser No custodian reported
+00% $372M 9139 Schwab 100%
+00% $372M 9140 Schwab 64% Fidelity 36%
+00% $372M 9141 Raymond James 100%
+00% $372M 9142 Pershing 78% Empower Financial Services 22%
+00% $372M 9143 Guggenheim Wealth Solutions, LLC Santa Monica, CA · 233 clients Asset manager Hybrid Guggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing Morgan Stanley 87%
+00% $371M 9144 No custodian reported
+00% $371M 9145 Pershing 100%
+00% $371M 9146 Pershing 100%
+00% $371M 9147 Schwab 100%
+00% $371M 9148 National Bank Independent Network 100%
+00% $371M 9149 Schwab 100%
+00% $371M 9150 Schwab 100%
+00% $371M 9151 No custodian reported
+00% $371M 9152 Schwab 100%
+00% $371M 9153 No custodian reported
+00% $371M 9154 Wells Fargo 100%
+00% $371M 9155 Raymond James 100%
+00% $371M 9156 Schwab 100%
+00% $371M 9157 Fidelity 62% Schwab 38%
+00% $371M 9158 FHN Financial Securities 70%
+00% $370M 9159 Schwab 75%
+00% $370M 9160 Schwab 100%
+00% $370M Previous 40 Page 229 of 431 Next 40