Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileSEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
8953 Schwab 100%
+00% 1 yr$387M 8954 Schwab 100%
+00% 1 yr$387M 8956 LPL Financial 100%
+00% 1 yr$387M 8957 Fidelity 100%
+00% 1 yr$387M 8958 Schwab 100%
+00% 1 yr$387M 8959 Schwab 100%
+00% 1 yr$387M 8960 Schwab 65% Altruist 35%
+00% 1 yr$387M 8962 Fidelity 100%
+00% 1 yr$387M 8963 Schwab 100%
+00% 1 yr$386M 8964 Schwab 100%
+00% 1 yr$386M 8965 Pershing 100%
+00% 1 yr$386M 8967 Schwab 100%
+00% 1 yr$386M 8968 Schwab 100%
+00% 1 yr$386M 8969 Schwab 67% Empower 33%
+00% 1 yr$386M 8970 Pershing 89%
+00% 1 yr$386M 8972 Schwab 100%
+00% 1 yr$386M 8973 Schwab 100%
+00% 1 yr$386M 8974 Schwab 100%
+00% 1 yr$386M 8976 Schwab 100%
+00% 1 yr$386M 8977 Schwab 99%
+00% 1 yr$386M 8979 Fidelity 100%
+00% 1 yr$386M 8980 Schwab 100%
+00% 1 yr$386M 8981 Pershing 100%
+00% 1 yr$385M 8982 Schwab 100%
+00% 1 yr$385M 8983 Schwab 100%
+00% 1 yr$385M 8984 Schwab 100%
+00% 1 yr$385M 8985 Schwab 100%
+00% 1 yr$385M 8986 Schwab 100%
+00% 1 yr$385M 8989 Pershing 100%
+00% 1 yr$385M 8994 Schwab 100%
+00% 1 yr$384M 8995 Schwab 85%
+00% 1 yr$384M 8997 LPL Financial 100%
+00% 1 yr$384M 8998 Schwab 100%
+00% 1 yr$384M 8999 Schwab 100%
+00% 1 yr$384M 9000 Schwab 100%
+00% 1 yr$384M 9001 Schwab 100%
+00% 1 yr$383M 9002 Raymond James 93%
+00% 1 yr$383M 9003 Schwab 0% Morgan Stanley 0%
+00% 1 yr$383M 9004 Fidelity 51% Schwab 41%
+00% 1 yr$383M 9005 Schwab 100%
+00% 1 yr$383M Previous 40 Page 91 of 223 Next 40