Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
7089 Fidelity 100%
+00% $603M 7093 Schwab 100%
+00% $603M 7094 Schwab 100%
+00% $602M 7098 Interactive Brokers 41% Fidelity 39%
+00% $602M 7101 Raymond James 51% Schwab 49%
+00% $601M 7102 Schwab 100%
+00% $601M 7103 Schwab 88%
+00% $601M 7104 Schwab 100%
+00% $601M 7105 Schwab 100%
+00% $600M 7106 Assetmark Brokerage 61% LPL Financial 39%
+00% $600M 7108 Schwab 86%
+00% $599M 7109 Wells Fargo 71% Schwab 29%
+00% $599M 7110 Pershing 100%
+00% $599M 7111 Fidelity 57% Schwab 43%
+00% $599M 7113 No custodian reported
+00% $599M 7115 Schwab 100%
+00% $598M 7117 Schwab 80%
+00% $598M 7120 Fidelity 100%
+00% $598M 7123 Schwab 100%
+00% $597M 7124 Schwab 100%
+00% $597M 7126 No custodian reported
+00% $596M 7127 Cfci Bloomington, IN · 1,083 clients Hybrid Raymond James 100%
+00% $596M 7128 Wells Fargo 100%
+00% $595M 7129 Raymond James 100%
+00% $595M 7130 Hedeker Wealth LLC Lincolnshire, IL · 264 clients Affiliated broker-dealer Kestra Investment Services, LLC Schwab 100%
+00% $595M 7131 Schwab 100%
+00% $595M 7132 Schwab 100%
+00% $595M 7133 Fidelity 100%
+00% $595M 7135 Fidelity 100%
+00% $594M 7137 U.S. Bank 100%
+00% $593M 7141 Fidelity 54% Schwab 46%
+00% $593M 7143 Schwab 100%
+00% $592M 7144 Fidelity 100%
+00% $592M 7145 Schwab 76% Raymond James 24%
+00% $592M 7146 Fidelity Distributors Company 82%
+00% $592M 7147 Schwab 51% Wilmington Trust Investment Management 49%
+00% $591M 7148 Wilmington Trust Investment Management 51% UBS 49%
+00% $591M 7150 Schwab 100%
+00% $591M 7151 SEI 100%
+00% $591M 7152 Schwab 100%
+00% $591M Previous 40 Page 63 of 223 Next 40