Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
7155 Schwab 100%
+00% $590M 7156 Fidelity 100%
+00% $590M 7159 Fidelity 67%
+00% $590M 7161 Raymond James 86%
+00% $590M 7162 Schwab 100%
+00% $589M 7163 Schwab 100%
+00% $589M 7164 Fidelity 100%
+00% $589M 7165 J.P. Morgan 61% Schwab 23%
+00% $589M 7167 Schwab 100%
+00% $589M 7169 Schwab 100%
+00% $589M 7171 Fidelity 100%
+00% $589M 7174 Investrust 100%
+00% $588M 7177 Schwab 51% Fidelity Management & Research Company 49%
+00% $588M 7178 LPL Financial 100%
+00% $588M 7179 Fidelity 100%
+00% $588M 7180 Horizon Bank 42% Schwab 37%
+00% $588M 7182 Schwab 100%
+00% $587M 7184 Schwab 100%
+00% $587M 7188 Schwab 90%
+00% $586M 7191 Raymond James 84%
+00% $585M 7192 LPL Financial 100%
+00% $585M 7193 Schwab 77% Fidelity 22%
+00% $585M 7194 Schwab 67% Fidelity Distributors Company 33%
+00% $585M 7196 Fidelity 100%
+00% $585M 7201 Fidelity 100%
+00% $584M 7204 RBC 78%
+00% $584M 7205 Schwab 100%
+00% $584M 7207 Schwab 100%
+00% $583M 7210 Fidelity 100%
+00% $583M 7211 Schwab 63% Pershing 37%
+00% $583M 7213 Schwab 100%
+00% $582M 7215 Schwab 100%
+00% $582M 7216 SEI 100%
+00% $582M 7219 Schwab 100%
+00% $582M 7221 Fidelity 50% Schwab 50%
+00% $581M 7224 Hilltop Securities 100%
+00% $581M 7225 Schwab 100%
+00% $581M 7226 Schwab 100%
+00% $581M 7227 LPL Financial 100%
+00% $580M 7228 LPL Financial 83%
+00% $580M Previous 40 Page 64 of 223 Next 40