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Member · Broad Investment Securities LLC

Yau Onjohann Tse

CRD 8236663 · Named on Form ADV at one SEC-registered adviser

At a glance

Broad Investment Securities LLC, an SEC-registered wealth manager based in Beijing, China with $200 in regulatory assets, lists Yau Onjohann Tse on its Form ADV as Member.

Firms and roles

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Yau’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ali KayaMenber and CEO and CCO, Broad Investment Securities LLC
  • Jiahui ChengGeneral Manager, Broad Investment Securities LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yau’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.