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Chief Compliance Officer, Member, Managing Director · Rutherford Investment Management

William D. Rutherford

CRD 1741877 · Named on Form ADV at one SEC-registered adviser

At a glance

Rutherford Investment Management, an SEC-registered wealth manager based in Portland, OR with $250 million in regulatory assets, lists William D. Rutherford on its Form ADV as Chief Compliance Officer, Member, Managing Director, a control person.

Firms and roles

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • James M. CookChief Operating Officer, Rutherford Investment Management
  • Joan W. LambExecutive Vice President, Rutherford Investment Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.