Chief Operating Officer · Rutherford Investment Management
James M. Cook
CRD 4602281 · Named on Form ADV at one SEC-registered adviser
At a glance
Rutherford Investment Management, an SEC-registered wealth manager based in Portland, OR with $250 million in regulatory assets, lists James M. Cook on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Rutherford Investment ManagementChief Operating OfficerWealth manager · Portland, OR · $250M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William D. RutherfordChief Compliance Officer, Member, Managing Director, Rutherford Investment Management
- Joan W. LambExecutive Vice President, Rutherford Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.