Managing Member, CEO and President · Globalt Investments
William H. Roach
CRD 1422946 · Named on Form ADV at one SEC-registered adviser
At a glance
Globalt Investments, an SEC-registered wealth manager based in Atlanta, GA with $3.0 billion in regulatory assets, lists William H. Roach on its Form ADV as Managing Member, CEO and President, a control person.
Firms and roles
- Globalt InvestmentsManaging Member, CEO and PresidentWealth manager · Atlanta, GA · $3.0B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
William’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Drake J. CraigManaging Member, Chief Operating Officer, Globalt Investments
- Gary E. FullamManaging Member, Chief Investment Officer, Globalt Investments
- Annette M. MarshallChief Compliance Officer, Globalt Investments
- Thomas A. MartinManaging Member, Board Member, Globalt Investments
- Kimberly D. WoodyManaging Member, Board Member, Globalt Investments
1 more person named with William on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.