Senior Vice President · Pekin Hardy Strauss, Inc.
William A. Pekin
CRD 2067982 · Named on Form ADV at one SEC-registered adviser
At a glance
Pekin Hardy Strauss, Inc., an SEC-registered wealth manager based in Chicago, IL with $1.6 billion in regulatory assets, lists William A. Pekin on its Form ADV as Senior Vice President, a control person.
Firms and roles
- Pekin Hardy Strauss, Inc.Senior Vice PresidentWealth manager · Chicago, IL · $1.6B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Brandon J. HardySenior Vice-President, Pekin Hardy Strauss, Inc.
- Jennifer A. DunlapChief Compliance Officer, Pekin Hardy Strauss, Inc.
- Adam S. StraussCo-Chief Executive Officer, Pekin Hardy Strauss, Inc.
- Joshua D. StraussCo-Chief Executive Officer, Pekin Hardy Strauss, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.