Managing Member · Pinnacle Financial Group LLC
Vincent Harambasic
CRD 4992961 · Named on Form ADV at one SEC-registered adviser
At a glance
Pinnacle Financial Group LLC, an SEC-registered wealth manager based in Western Springs, IL with $673 million in regulatory assets, lists Vincent Harambasic on its Form ADV as Managing Member, a control person.
Firms and roles
- Pinnacle Financial Group LLCManaging MemberWealth manager · Western Springs, IL · $673M in regulatory assets
AtlasMembers
Vincent’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Vincent’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel B. FitzgeraldManaging Member, Pinnacle Financial Group LLC
- Gery J. SadzewiczChief Compliance Officer, Pinnacle Financial Group LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vincent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.