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Managing Member · Founders Financial Alliance, LLC

Tommy W. Porter

CRD 2198860 · Named on Form ADV at one SEC-registered adviser

At a glance

Founders Financial Alliance, LLC, an SEC-registered wealth manager based in Raleigh, NC with $1.2 billion in regulatory assets, lists Tommy W. Porter on its Form ADV as Managing Member, a control person.

Firms and roles

AtlasMembers

Tommy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • James A. SloopChief Compliance Officer, Founders Financial Alliance, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tommy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.