Adviser and broker representative · Cambridge Investment Research Advisors, Inc.
Thomas J. Walsh
CRD 1210661 · Cincinnati, OH
At a glance
Thomas J. Walsh is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Cincinnati, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2005, about 21 years ago. Thomas is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firms
- Cambridge Investment Research Advisors, Inc.Since September 2011Cincinnati, OH · $139B in regulatory assets
- Duncan Financial Planning AdvisorsSince December 2020Cincinnati, OH · $0M in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.