Managing Member · The Welch Group, LLC
Thomas M. Wagner
CRD 5502971 · Named on Form ADV at one SEC-registered adviser
At a glance
The Welch Group, LLC, an SEC-registered wealth manager based in Birmingham, AL with $3.7 billion in regulatory assets, lists Thomas M. Wagner on its Form ADV as Managing Member, a control person.
Firms and roles
- The Welch Group, LLCManaging MemberWealth manager · Birmingham, AL · $3.7B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- Certified Financial Planner
- Exams
- –
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Stewart H. WelchFounder, The Welch Group, LLC
- Charles H. SmithChief Investment Officer, The Welch Group, LLC
- Kimberly R. ReynoldsManaging Member, The Welch Group, LLC
- Henry M. ClayManaging Member, The Welch Group, LLC
- Elisabeth L. MoodyMember, The Welch Group, LLC
6 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.