Adviser and broker representative · LPL Financial LLC
Thomas Tran
CRD 6805900 · Folsom, CA
At a glance
Thomas Tran is an investment adviser representative with LPL Financial LLC in Folsom, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 2021, about 5 years ago. Thomas is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince October 2026Folsom, CA · $819B in regulatory assets
- Wells Fargo Clearing Services, LLCSince May 2021Sacramento, CA · $671B in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.