Adviser and broker representative · Cetera Investment Advisers LLC
Thomas J. Schoettle Jr.
CRD 2470033 · San Diego, CA
At a glance
Thomas J. Schoettle Jr. is an investment adviser representative with Cetera Investment Advisers LLC in San Diego, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Thomas’s SEC record dates to 1995, about 31 years ago. Thomas is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Cetera Investment Advisers LLCSince June 2023San Diego, CA · $257B in regulatory assets
SEC adviser record
- Registered since
- 1995 (31 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Thomas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.