Chief Operations Officer · Private Client Services, LLC
Steven Richard Mills
CRD 3133520 · Named on Form ADV at one SEC-registered adviser
At a glance
Private Client Services, LLC, an SEC-registered broker-dealer firm based in Louisville, KY with $1.4 billion in regulatory assets, lists Steven Richard Mills on its Form ADV as Chief Operations Officer, a control person.
Firms and roles
- Private Client Services, LLCChief Operations OfficerBroker-dealer firm · Louisville, KY · $1.4B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ernest Aubrey SampsonManaging Member, Esop Trustee, Private Client Services, LLC
- John Philip Taylor-JonesChief Compliance Officer, Private Client Services, LLC
- Mary Elizabeth WescottChief Administration Officer, Private Client Services, LLC
- Julia Meyer IronsideFinop, Private Client Services, LLC
- Timothy Daley GrahamPresident, Private Client Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.