Chief Compliance Officer · Private Client Services, LLC
John Philip Taylor-Jones
CRD 2171620 · Named on Form ADV at one SEC-registered adviser
At a glance
Private Client Services, LLC, an SEC-registered broker-dealer firm based in Louisville, KY with $1.4 billion in regulatory assets, lists John Philip Taylor-Jones on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Private Client Services, LLCChief Compliance OfficerBroker-dealer firm · Louisville, KY · $1.4B in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Ernest Aubrey SampsonManaging Member, Esop Trustee, Private Client Services, LLC
- Mary Elizabeth WescottChief Administration Officer, Private Client Services, LLC
- Julia Meyer IronsideFinop, Private Client Services, LLC
- Timothy Daley GrahamPresident, Private Client Services, LLC
- Steven Richard MillsChief Operations Officer, Private Client Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.