Chief Financial Officer & Chief Operating Officer · PT Asset Management, LLC
Steven S. Hayes
CRD 5518521 · Named on Form ADV at one SEC-registered adviser
At a glance
PT Asset Management, LLC, an SEC-registered asset manager based in Chicago, IL with $11.3 billion in regulatory assets, lists Steven S. Hayes on its Form ADV as Chief Financial Officer & Chief Operating Officer, a control person.
Firms and roles
- PT Asset Management, LLCChief Financial Officer & Chief Operating OfficerAsset manager · Chicago, IL · $11B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Philip M. NussbaumBoard Member, PT Asset Management, LLC
- George M PlaissSenior Portfolio Manager, PT Asset Management, LLC
- Anthony J. HarrisSenior Portfolio Manager, PT Asset Management, LLC
- Sean M. DranfieldChief Executive Officer, PT Asset Management, LLC
- Eric P. BrownBoard Member, PT Asset Management, LLC
3 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.