Senior Portfolio Manager · PT Asset Management, LLC
Anthony J. Harris
CRD 4457220 · Named on Form ADV at one SEC-registered adviser
At a glance
PT Asset Management, LLC, an SEC-registered asset manager based in Chicago, IL with $11.3 billion in regulatory assets, lists Anthony J. Harris on its Form ADV as Senior Portfolio Manager, a control person.
Firms and roles
- PT Asset Management, LLCSenior Portfolio ManagerAsset manager · Chicago, IL · $11B in regulatory assets
AtlasMembers
Anthony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Philip M. NussbaumBoard Member, PT Asset Management, LLC
- George M PlaissSenior Portfolio Manager, PT Asset Management, LLC
- Sean M. DranfieldChief Executive Officer, PT Asset Management, LLC
- Eric P. BrownBoard Member, PT Asset Management, LLC
- Steven S. HayesChief Financial Officer & Chief Operating Officer, PT Asset Management, LLC
3 more people named with Anthony on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anthony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.