Director of South Ocean Management LTD · South Ocean Management LTD.
Steve R. Taw
CRD 7410259 · Named on Form ADV at one SEC-registered adviser
At a glance
South Ocean Management LTD., an SEC-registered wealth manager based in Wanchai, Hong Kong with $13 million in regulatory assets, lists Steve R. Taw on its Form ADV as Director of South Ocean Management LTD.
Firms and roles
- South Ocean Management LTD.Director of South Ocean Management LTDWealth manager · Wanchai, Hong Kong · $13M in regulatory assets
AtlasMembers
Steve’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James M. McConnellShareholder, South Ocean Management LTD.
- William E. McConnellShareholder, South Ocean Management LTD.
- Polly P. McConnellShareholder, South Ocean Management LTD.
- Alexander T. McConnellShareholder, South Ocean Management LTD.
- Richard E. J. McConnellPresident/ Chief Compliance Officer, South Ocean Management LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steve’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.