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Shareholder · South Ocean Management LTD.

James M. McConnell

CRD 4387971 · Named on Form ADV at one SEC-registered adviser

At a glance

South Ocean Management LTD., an SEC-registered wealth manager based in Wanchai, Hong Kong with $13 million in regulatory assets, lists James M. McConnell on its Form ADV as Shareholder.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.