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Member · Octagon Finance LLC

Stephen Holt

CRD 6863410 · Named on Form ADV at one SEC-registered adviser

At a glance

Octagon Finance LLC, an SEC-registered private fund adviser based in Charlottesville, VA with $184 million in regulatory assets, lists Stephen Holt on its Form ADV as Member.

Firms and roles

  • Octagon Finance LLCMemberPrivate fund adviser · Charlottesville, VA · $184M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John P. WilliamsonMember / Chief Executive Officer / Chief Investment Officer, Octagon Finance LLC
  • Ashley SmithChief Compliance Officer and Chief Financial Officer, Octagon Finance LLC
  • Hugh EwingChief Operating Officer, Octagon Finance LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.