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Chief Compliance Officer and Chief Financial Officer · Octagon Finance LLC

Ashley Smith

CRD 6864411 · Named on Form ADV at one SEC-registered adviser

At a glance

Octagon Finance LLC, an SEC-registered private fund adviser based in Charlottesville, VA with $184 million in regulatory assets, lists Ashley Smith on its Form ADV as Chief Compliance Officer and Chief Financial Officer, a control person.

Firms and roles

  • Octagon Finance LLCChief Compliance Officer and Chief Financial OfficerPrivate fund adviser · Charlottesville, VA · $184M in regulatory assets

AtlasMembers

Ashley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • John P. WilliamsonMember / Chief Executive Officer / Chief Investment Officer, Octagon Finance LLC
  • Hugh EwingChief Operating Officer, Octagon Finance LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ashley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.